SEC updates
Read the latest SEC news and updates.
Jul 14, 2026
SEC proposes judgments against YouPlus and former CEO over investor fraud allegations
Jul 10, 2026
SEC Chair Atkins pushes materiality-first overhaul of public company disclosure rules
Jul 7, 2026
SEC 2026 agenda targets crypto custody, IPO reforms, private-market access
Jul 7, 2026
SEC names JPMorgan veteran Paul Knight as chief operating officer
Jun 30, 2026
SEC seeks public input on regulation of novel ETFs
Jun 30, 2026
SEC secures final judgment in NanoBit crypto investment fraud case
Jun 30, 2026
Wedbush fined $2.9 million over electronic Blue Sheet reporting failures
Jun 26, 2026
CFTC and SEC seek feedback on harmonizing portfolio margin rules
Jun 25, 2026
SEC names Kathleen Hutchinson permanent director of international affairs
Jun 24, 2026
SEC charges Justin Jennings, Vortex Strategies in $2.7 million insider trading case
Jun 19, 2026
SEC and CFTC seek public comment on aligning swap data reporting frameworks
Jun 18, 2026
SEC Commissioner Uyeda backs materiality-based disclosure in Kraków speech
Jun 18, 2026
Wedbush goes live under new FINRA intraday margin framework
Jun 12, 2026
SEC proposes rescinding Rule 611 and locked-market protections in Reg NMS
Jun 11, 2026
CFTC proposes 30% award presumption for whistleblower claims of $5 million or less
Jun 11, 2026
SEC Commissioner Peirce signals departure, will join Regent University law faculty
Jun 9, 2026
SEC upholds FINRA escrow sanctions against Titan Securities, sets aside email and supervision findings
Jun 8, 2026
SEC fines Western Asset $100 million over supervision failures tied to cherry-picking scheme
Jun 5, 2026
Uyeda says private credit redemption gates expose disclosure gap, flags passive fund voting power
Jun 5, 2026
Peirce questions private fund disclosures and passive voting at SEC advisory meeting
Jun 5, 2026
SEC Chairman Atkins flags retail private market access, passive fund voting as priorities
Jun 4, 2026
Peirce says SEC should regulate crypto conduct, not infrastructure
Jun 3, 2026
SEC grants accelerated approval for BlackRock’s bitcoin premium income ETF on Nasdaq
Jun 2, 2026
SEC grants Paxos subsidiary temporary clearing agency registration
May 29, 2026
Cboe gets SEC approval for extended single-stock options hours, plans July launch
Apr 29, 2026
SEC files settled action against RYVYL over blockchain and merchant disclosures
Mar 18, 2026
SEC and CFTC set out joint crypto token taxonomy, clarify when assets fall outside securities treatment
Mar 13, 2026
SEC dismisses civil fraud case against DeSo founder Nader Al-Naji with prejudice
Mar 10, 2026
SEC investment management chief invites private fund lawyers to help shape retail access policy
Mar 5, 2026